Manager, Compliance Audit in Phnom Penh

Manager, Compliance Audit

(Auditor)

Woori Bank Cambodia

Boeng Keng Kang | Phnom Penh

1 帖子

在此申请

公司简介该公司的职位 90

Sorry, Unable to Apply

55%

Please Upload CV Attachment, or update your JobNet Profile to at least 55% of completion.

Upload CV

Update Profile

Manager, Compliance Audit

Woori Bank Cambodia, Boeng Keng Kang | Phnom Penh

在此申请

Manager, Compliance Audit

Woori Bank Cambodia

在此申请

Manager, Compliance Audit

(Auditor)

Woori Bank Cambodia

Cambodia - Phnom Penh

Boeng Keng Kang | Phnom Penh

1 帖子

09 Sep 2025

在此申请

经验水平

Manager

工作职能

Finance, Accounting, Audit

就业行业

Banking/ Insurance/ Microfinance

最低教育水平

Bachelor Degree

工作类型

Full Time

职位描述

A Great Opportunity for ...

Prepare monthly and regulatory compliance audit plan.
Plan and Execute regulatory compliance audit in accordance with regulatory requirement from various regulators and based on approved risk based audit plan.
To manage the planning, conduct, output and opinions for audit assignments within agreed deadlines, budgets and quality standards.
Timely bring to the HIA’s attention any suspected areas and/or serious misconduct and conflict of interest issue of all level of staff within the Bank and any misuse of the Bank’s assets.
Ensure key risk arrear and potential non-compliance issues are timely address and alert to engagement team leader, manger/Head of Internal Audit.
Ensure pre-audit procedure and documents are timely performed, completed with quality.
Plan and Execute audit in accordance with based on approved risk based audit plan.
Direct audit staff in planning, implementing audit plan.
Review and evaluate the internal controls, systems, risk management and governance processes and recommend corrections, improvements and compliance.
Identify risk areas and advice on control gaps and opportunities for improvement.
Key issues are highlighted during the audit. Audit exit meetings are professional and audit observations are value adding to the Bank.
Ensure key risk arrear and potential non-compliance issues are timely address and alert to engagement team leader, manger/Head of Internal Audit.
Ensure all working papers are completed and in order – initials, cross-references, date, work descriptions, clearance, etc.
Initial draft report for 24 hour response is sent to management.
Draft Audit Report are timely submitted to HIA with quality and update audit plan.
Ensure that all issues are agreed prior to submitting report to HIA.
Ensure quality of Report, Working Papers before submitting draft Report to HIA.
Timely review draft audit reports and working paper ensuring quality and adequacy of the work performed prior to submission of the draft audit report to HIA for final review.
Ensures the quality, adequacy and completeness of the audit samples, completeness of work papers, validity of audit findings and recommendations.
Quality of report reviews and working paper.
Ensures testing done by Internal Auditors is as per required standards and latest Audit Program.
Timely clear review notes.
Ensure the audit assignment is conducted with quality.
Audit Engagements conducted in line with Audit procedures and Manual.
Positive feedback received from auditee.
Develop audit program and working papers to address new risk, products, processes, regulations or systems.
Audit Programs and Working Papers are regularly updated new risk, products, processes, regulations or systems.
Identify the institution’s risk areas and advice on control gaps and opportunities for improvement.
Ensure audit policy and Procedure Manual are timely updated.
Manage audit team and Provide performance appraisals for internal auditors and other staff directly and indirectly reporting to.
Positive feedback received from audit team and Management.
Continuously build self and staff’s capacity building.
Strengthen the capacity of staff through continuous on-the-job training and other methods.
Sharing knowledge and experience with other co-workers to help them improving their work process.
Build and maintain critical relationships with staff, managers, stakeholders and THE BANK.
Ensure Auditee Feedback Form is completed and received after completion of audit fieldwork.
Positive feedback received from auditee.
Open and consider other co-worker’s feedbacks/ideas to improve owns work process and performance.
Collaborative and assist co-workers when needed.
Conduct one’s self in a manner that reflects honesty and integrity, and maintains the effectiveness, values and mission of the organization.
Assists in coordinating work with external auditors/regulator, lenders (due diligence), financial and social performance raters and other departments.
Contribute in innovation/Process improvement-automation to improve efficiency and effectiveness of audit.
Conduct investigation, special audit or other audit as assigned.
Perform other tasks as assigned by supervisor.

打开

Male/Female

职位要求

Bachelor degree or equivalent degree in the field in Accounting and Finance or related field.
At least have 5-year experience in Internal and External Auditing, Accounting and Finance and at least 3 year-experience in regulatory compliance.
Knowledge and understanding of all facets of banking.
Knowledge and understanding of local laws and regulations including NBC, Tax, Labor law…
Pursue CIA, CAT or ACCA or other qualification in accredited institution is an advantage.
Must be in good physical and mental health.
Good analytical skills.
Good written and spoken English.
Computer skills – Word, Excel, PowerPoint, etc.
Ability to work effectively and efficiently in a team and willing to work under pressure.
Willingness to travel very often and to stay in provinces, mainly in districts.
At least have 5-year experience in Internal and External Auditing, Accounting and Finance and at least 3 year-experience in regulatory compliance.
Pursue CIA, CAT or ACCA or other qualification in accredited institution is an advantage.
Some experience in the field of Information Technology including networking or programming is a plus.
The position requires ability and willingness to travel locally more than 50% of the time.
The position requires ability and willingness to work under pressure and require high commitment.